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Williams Gregg's Form 4 filing

Vivani Medical, Inc. (VANI) · filed Sep 18, 2023

Accession no.
0001753926-23-001243
Filed
Sep 18, 2023
Trade date
Sep 14-18, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $97.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Williams GreggCIK 0001624919Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2023Common StockPPurchaseAcquired+35,036$0.95+$33,284.2118,483Direct
Sep 18, 2023Common StockPPurchaseAcquired+66,743$0.96+$64,073.28185,226Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)