Williams Gregg's Form 4 filing
Vivani Medical, Inc. (VANI) · filed Sep 7, 2023
- Accession no.
- 0001753926-23-001198
- Filed
- Sep 7, 2023
- Trade date
- Sep 5-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $50.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams GreggCIK 0001624919 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Common Stock | PPurchaseAcquired | +4,997 | $0.93 | +$4,647.21 | 21,180 | Direct | |
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | +14,570 | $0.94 | +$13,695.8 | 35,750 | Direct | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +33,700 | $0.94 | +$31,678 | 69,450 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.