Williams Gregg's Form 4 filing

Vivani Medical, Inc. (VANI) · filed May 1, 2023

Accession no.: 0001753926-23-000563
Filed: May 1, 2023
Trade date: Apr 27-28, 2023
Filing delay: 4 days
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $2.20M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Williams GreggCIK 0001624919	Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Apr 27, 2023	Common Stock	PPurchaseAcquired	+408,164	$0.98^F1	+$400,000.72	12,044,978	Indirect
Apr 28, 2023	Common Stock	PPurchaseAcquired	+1,632,330	$1.10^F2	+$1,795,563	13,677,308	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023

Referenced by the price of 1 transaction in Table I.

These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)