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Bolck Joachim Eberhard's Form 4 filing

Vivani Medical, Inc. (VANI) · filed Apr 25, 2023

Accession no.
0001753926-23-000516
Filed
Apr 25, 2023
Trade date
Dec 27, 2022
Filing delay
119 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $30.6K. It was filed 119 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bolck Joachim EberhardCIK 000197484910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 27, 2022Common StockPPurchaseAcquired+10,000$1.02+$10,200548,665Direct
Dec 27, 2022Common StockPPurchaseAcquired+10,000$1.02+$10,2002,514,229Indirect
Dec 27, 2022Common StockPPurchaseAcquired+10,000$1.02+$10,2002,514,229Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)