Lipman Matthew E.'s Form 4 filing
Soluna Holdings, Inc (SLNH) · filed Aug 22, 2022
- Accession no.
- 0001753926-22-001114
- Filed
- Aug 22, 2022, 8:39 PM ET
- Trade date
- Aug 19-22, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market purchases total $29.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lipman Matthew E.CIK 0001687758 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2022 | 9.0% Series A Cumulative Perpetual Stock | PPurchaseAcquired | +300 | $9.65 | +$2,895 | – | Direct | |
| Aug 19, 2022 | 9.0% Series A Cumulative Perpetual Stock | PPurchaseAcquired | +300 | $9.60 | +$2,880 | – | Direct | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +352 | $3.20 | +$1,124.64 | – | Direct | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +189 | $3.20 | +$604.61 | – | Direct | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +459 | $3.20 | +$1,468.8 | – | Direct | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $3.25 | +$3,250 | – | Direct | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +101 | $3.24 | +$327.24 | – | Direct | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +100 | $3.26 | +$325.5 | – | Direct | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +799 | $3.26 | +$2,604.74 | – | Direct | |
| Aug 22, 2022 | 9.0% Series A Cumulative Perpetual Stock | PPurchaseAcquired | +150 | $9.35 | +$1,402.5 | – | Direct | |
| Aug 22, 2022 | 9.0% Series A Cumulative Perpetual Stock | PPurchaseAcquired | +150 | $9.50 | +$1,425 | – | Direct | |
| Aug 22, 2022 | Common Stock | PPurchaseAcquired | +3,500 | $3.25 | +$11,375 | – | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.