Roberts Johanna's Form 4 filing
Penumbra Inc (PEN) · filed Jun 4, 2025
- Accession no.
- 0001751980-25-000011
- Filed
- Jun 4, 2025
- Trade date
- Jun 2, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions. Open-market sales total $154.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts JohannaCIK 0001751980 | Officer (EVP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2025 | Common Stock | SSaleDisposed | −54 | $256.06F2 | −$13,827.24 | 65,260 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −163 | $257.18F4 | −$41,920.34 | 65,097 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −172 | $258.06F5 | −$44,386.32 | 64,925 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −174 | $258.94F6 | −$45,055.56 | 64,751 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −10 | $260.03F7 | −$2,600.3 | 64,741 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −3 | $260.74 | −$782.22 | 64,738 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −9 | $262.11F8 | −$2,358.99 | 64,729 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −6 | $263.15F9 | −$1,578.9 | 64,723 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −3 | $265.09 | −$795.27 | 64,720 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −3 | $265.75 | −$797.25 | 64,717 | Direct | |
| Jun 2, 2025 | Common Stock | SSaleDisposed | −3 | $266.94 | −$800.82 | 64,714 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $255.58 to $256.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $256.59 to $257.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $257.59 to $258.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $258.58 to $259.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $259.60 to $260.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $261.96 to $262.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $262.86 to $263.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.