Fitterling James R's Form 4 filing
Dow Inc. (DOW) · filed Nov 2, 2021
- Accession no.
- 0001751788-21-000133
- Filed
- Nov 2, 2021
- Trade date
- Oct 29, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $280.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fitterling James RCIK 0001490029 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | PPurchaseAcquired | +5,000 | $56.03F1 | +$280,150 | 232,061 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The number of shares are aggregated for purchases occurring within a $1.00 price range on the same date. The price represents the weighted average purchase price for all aggregated transactions. The actual prices ranged from $56.02 to $56.03. Full information regarding the aggregated transactions will be made available upon request.
Referenced by the price of 1 transaction in Table I.