Hart Richard Jonathan's Form 4 filing
Acadian Asset Management Inc. (AAMI) · filed Nov 13, 2024
- Accession no.
- 0001748824-24-000050
- Filed
- Nov 13, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hart Richard JonathanCIK 0001810382 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +90,000 | $12.00 | +$1,080,000 | 160,009 | Direct | |
| Nov 11, 2024 | Common Stock | FTax withholdingDisposed | −62,585 | $29.25 | −$1,830,611.25 | 97,424 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +375,000 | $10.00 | +$3,750,000 | 472,424 | Direct | |
| Nov 11, 2024 | Common Stock | FTax withholdingDisposed | −246,646 | $29.25 | −$7,214,395.5 | 225,778 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −70,000 | $28.52 | −$1,996,400 | 155,778 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −90,000 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −375,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.