Rana Suren's Form 4 filing
Acadian Asset Management Inc. (AAMI) · filed Feb 15, 2024
- Accession no.
- 0001748824-24-000004
- Filed
- Feb 15, 2024
- Trade date
- Feb 13-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rana SurenCIK 0001723025 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseAcquired | +414,000 | $12.00 | +$4,968,000 | 544,967 | Direct | |
| Feb 13, 2024 | Common Stock | FTax withholdingDisposed | −304,040 | $21.75 | −$6,612,870 | 240,927 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −109,960 | $20.74 | −$2,280,570.4 | 130,967 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseDisposed | −414,000 | $12.00 | −$4,968,000 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.