Hart Richard Jonathan's Form 4 filing
Acadian Asset Management Inc. (AAMI) · filed Feb 16, 2022
- Accession no.
- 0001748824-22-000015
- Filed
- Feb 16, 2022
- Trade date
- Feb 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $58.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hart Richard JonathanCIK 0001810382 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | MOption exerciseAcquired | +5,016 | $0.00 | $0 | 52,169 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,475 | $24.84 | −$36,639 | 50,694 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +3,027 | $0.00 | $0 | 53,721 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −598 | $24.65 | −$14,740.7 | 53,123 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −300 | $24.66 | −$7,398 | 52,823 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | MOption exerciseDisposed | −5,016 | $0.00 | $0 | 9,893 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −3,027 | $0.00 | $0 | 6,866 | Direct | |
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +19,721 | $0.00 | $0 | 26,587 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.