Rana Suren's Form 4/A amendment
AmendedAcadian Asset Management Inc. (AAMI) · filed Jan 14, 2022
- Accession no.
- 0001748824-22-000004
- Filed
- Jan 14, 2022
- Trade date
- Dec 15-31, 2021
- Filing delay
- 30 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 3, 2022
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.13M. It was filed 30 days after the trade.
This amendment replaces 0001748824-22-000002 (filed Jan 3, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rana SurenCIK 0001723025 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | SSaleDisposed | −71,000 | $26.84 | −$1,905,640 | 201,967 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −71,000 | $26.95 | −$1,913,450 | 130,967 | Direct | |
| Dec 31, 2021 | Common Stock | MOption exerciseAcquired | +375,000 | $10.00 | +$3,750,000 | 505,967 | Direct | |
| Dec 31, 2021 | Common Stock | FTax withholdingDisposed | −246,824 | $25.92 | −$6,397,678.08 | 259,143 | Direct | |
| Dec 31, 2021 | Common Stock | SSaleDisposed | −128,176 | $25.81 | −$3,308,222.56 | 130,967 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Common Stock | MOption exerciseDisposed | −375,000 | $10.00 | −$3,750,000 | 750,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.