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Noble Ryan S.'s Form 4 filing

Kewaunee Scientific Corp (KEQU) · filed Jul 2, 2026

Accession no.
0001747001-26-000004
Filed
Jul 2, 2026, 11:53 AM ET
Trade date
Jun 30, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Noble Ryan S.CIK 0001747001Officer (SVP, Sales & Marketing Dev)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2026Common StockMOption exerciseAcquired+7,206$0.00F1,F2$021,049Direct
Jun 30, 2026Common StockDReturned to the companyDisposed−3,000$36.25−$108,75018,049Direct
Jun 30, 2026Common StockFTax withholdingDisposed−1,809$36.25−$65,576.2516,240Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 30, 2026Common StockMOption exerciseDisposed−5,942$0.00F1,F2$00Direct
Jun 30, 2026Common StockMOption exerciseDisposed−534$0.00F1$02,939Direct
Jun 30, 2026Common StockMOption exerciseDisposed−730$0.00F1$03,650Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Service-based restricted stock units ("RSUs") convert to common stock on a one-for-one basis.

Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.

F2

On June 30, 2026, 3,617 of the reporting person's performance-based RSUs were settled following certification of performance results for the applicable performance period, which resulted in the performance-based RSUs vesting at 150% of target. In the settlement, the reporting person received (a) 2,426 shares and (b) pursuant to an election made by the reporting person, cash in settlement of RSUs otherwise entitling the reporting person to receive 3,000 shares. In addition, on June 30, 2026, 516 of the reporting person's service-based RSUs vested. Accordingly, the reporting person received 2,942 shares in the aggregate as a result of the settlement of these RSUs, as well as a payment in cash in lieu of 3,000 shares.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)