Vollmer A. Gustavo J's Form 4 filing
Amerant Bancorp Inc. (AMTB) · filed Nov 4, 2022
- Accession no.
- 0001746254-22-000020
- Filed
- Nov 4, 2022
- Trade date
- Nov 2-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.90M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vollmer A. Gustavo JCIK 0001746254 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2022 | Class A Common Stock | SSaleDisposed | −8,496 | $30.17F2 | −$256,324.32 | 641,700 | Indirect | |
| Nov 3, 2022 | Class A Common Stock | SSaleDisposed | −6,325 | $29.14F5 | −$184,310.5 | 635,375 | Indirect | |
| Nov 4, 2022 | Class A Common Stock | SSaleDisposed | −49,249 | $29.59F7 | −$1,457,277.91 | 586,126 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On November 2, 2022, Winterland Ltd. sold 8,496 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.05 to $30.60 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
On November 3, 2022, Winterland Ltd. sold 6,325 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.10 to $29.23 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
On November 4, 2022, Winterland Ltd. sold 49,249 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.02 to $30.11 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.