Vollmer A. Gustavo J's Form 4 filing
Amerant Bancorp Inc. (AMTB) · filed Nov 1, 2022
- Accession no.
- 0001746254-22-000018
- Filed
- Nov 1, 2022
- Trade date
- Oct 28-Nov 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.58M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vollmer A. Gustavo JCIK 0001746254 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2022 | Class A Common Stock | SSaleDisposed | −20,519 | $30.02F2 | −$615,980.38 | 747,827 | Indirect | |
| Oct 31, 2022 | Class A Common Stock | SSaleDisposed | −29,500 | $30.07F5 | −$887,065 | 718,327 | Indirect | |
| Nov 1, 2022 | Class A Common Stock | SSaleDisposed | −68,131 | $30.51F7 | −$2,078,676.81 | 650,196 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On October 28, 2022, Winterland Ltd. sold 20,519 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.00 to $30.17 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
On October 31, 2022, Winterland Ltd. sold 29,500 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.05 to $30.19 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
On November 1, 2022, Winterland Ltd. sold 68,131 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.25 to $30.85 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.