Vollmer A. Gustavo J's Form 4 filing
Amerant Bancorp Inc. (AMTB) · filed Dec 15, 2021
- Accession no.
- 0001746254-21-000010
- Filed
- Dec 15, 2021
- Trade date
- Nov 18-Dec 14, 2021
- Filing delay
- 27 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $120.8K. It was filed 27 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vollmer A. Gustavo JCIK 0001746254 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Class B Common Stock | JOtherDisposed | −8.66 | $0.00F1 | $0 | 0 | Direct | |
| Nov 18, 2021 | Class A Common Stock | JOtherAcquired | +8 | $0.00F1 | $0 | 553 | Direct | |
| Nov 18, 2021 | Class B Common Stock | JOtherDisposed | −61,803.77 | $0.00F1 | $0 | 0 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | JOtherAcquired | +58,713 | $0.00F1 | $0 | 817,486 | Indirect | |
| Dec 13, 2021 | Class A Common Stock | SSaleDisposed | −2,630 | $29.93F4 | −$78,715.9 | 814,856 | Indirect | |
| Dec 14, 2021 | Class A Common Stock | SSaleDisposed | −1,370 | $30.70F6 | −$42,059 | 813,486 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.
Referenced by the price of 4 transactions in Table I.
- F4
On December 13, 2021, Inversiones Aefeve, C.A. sold 26,300 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.75 to $30.175 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
On December 14, 2021, Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.28 to $31.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.