Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Jan 14, 2026
- Accession no.
- 0001745916-26-000002
- Filed
- Jan 14, 2026
- Trade date
- Jan 13, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $1.45M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2026 | Common Stock | SSaleDisposed | −4,872 | $144.81F2 | −$705,514.32 | 105,732 | Indirect | |
| Jan 13, 2026 | Common Stock | SSaleDisposed | −5,080 | $145.54F3 | −$739,343.2 | 100,652 | Indirect | |
| Jan 13, 2026 | Common Stock | SSaleDisposed | −48 | $146.30 | −$7,022.4 | 100,604 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions ranging from $144.13 to $145.125. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions ranging from $145.13 to $146.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.