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McCallion Anne's Form 4 filing

PennyMac Financial Services, Inc. (PFSI) · filed Oct 28, 2025

Accession no.
0001745916-25-000019
Filed
Oct 28, 2025
Trade date
Oct 24, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.65M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McCallion AnneCIK 0001232611Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 24, 2025Common StockMOption exerciseAcquired+27,771$11.28+$313,256.8829,318Direct
Oct 24, 2025Common StockSSaleDisposed−20,544$132.08F2−$2,713,451.528,774Direct
Oct 24, 2025Common StockSSaleDisposed−7,227$130.06F3−$939,943.621,547Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 24, 2025Common StockMOption exerciseDisposed−27,771$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is the weighted average price of multiple transactions ranging from $131.75 to $132.74. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is the weighted average price of multiple transactions ranging from $132.75 to $133.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)