Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Oct 27, 2025
- Accession no.
- 0001745916-25-000012
- Filed
- Oct 27, 2025
- Trade date
- Oct 23, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.11M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2025 | Common Stock | MOption exerciseAcquired | +71,161 | $128.05 | +$9,112,166.05 | 649,020 | Direct | |
| Oct 23, 2025 | Common Stock | SSaleDisposed | −14,154 | $127.07F2 | −$1,798,548.78 | 634,866 | Direct | |
| Oct 23, 2025 | Common Stock | SSaleDisposed | −26,503 | $127.92F3 | −$3,390,263.76 | 608,363 | Direct | |
| Oct 23, 2025 | Common Stock | SSaleDisposed | −30,504 | $128.66F4 | −$3,924,644.64 | 577,859 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2025 | Common Stock | MOption exerciseDisposed | −71,161 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions ranging from $126.405 to $127.395. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions ranging from $127.40 to $128.39. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is the weighted average price of multiple transactions ranging from $128.40 to $129.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.