Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Oct 7, 2025
- Accession no.
- 0001745916-25-000008
- Filed
- Oct 7, 2025
- Trade date
- Oct 6, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $592.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2025 | Common Stock | SSaleDisposed | −1,355 | $116.89F2 | −$158,385.95 | 124,249 | Indirect | |
| Oct 6, 2025 | Common Stock | SSaleDisposed | −1,811 | $118.19F3 | −$214,042.09 | 122,438 | Indirect | |
| Oct 6, 2025 | Common Stock | SSaleDisposed | −711 | $119.13F4 | −$84,701.43 | 121,727 | Indirect | |
| Oct 6, 2025 | Common Stock | SSaleDisposed | −862 | $119.98F5 | −$103,422.76 | 120,865 | Indirect | |
| Oct 6, 2025 | Common Stock | SSaleDisposed | −261 | $120.89F6 | −$31,552.29 | 120,604 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions ranging from $116.50 to $117.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions ranging from $117.60 to $118.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is the weighted average price of multiple transactions ranging from $118.60 to $119.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is the weighted average price of multiple transactions ranging from $119.605 to $120.58. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is the weighted average price of multiple transactions ranging from $120.70 to $121.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.