Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Sep 24, 2025
- Accession no.
- 0001745916-25-000006
- Filed
- Sep 24, 2025
- Trade date
- Sep 23, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $614.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2025 | Common Stock | SSaleDisposed | −1,658 | $122.46F2 | −$203,038.68 | 128,946 | Indirect | |
| Sep 23, 2025 | Common Stock | SSaleDisposed | −3,128 | $123.16F3 | −$385,244.48 | 125,818 | Indirect | |
| Sep 23, 2025 | Common Stock | SSaleDisposed | −214 | $124.03F4 | −$26,542.42 | 125,604 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions ranging from $121.8450 to $122.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions ranging from $122.86 to $123.8550. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is the weighted average price of multiple transactions ranging from $123.86 to $124.225. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.