Sibling Capital Fund II-A L.P.'s Form 4 filing
Tricida, Inc. (TCDA) · filed Oct 4, 2022
- Accession no.
- 0001744981-22-000004
- Filed
- Oct 4, 2022, 6:05 PM ET
- Trade date
- Sep 30-Oct 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.84M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sibling Capital Fund II-A L.P.CIK 0001593693 | 10% Owner, Other: possible member of 10% group |
| Sibling Capital Fund II-B L.P.CIK 0001629421 | 10% Owner, Other: possible member of 10% group |
| Sibling Capital Fund II-C L.P.CIK 0001680279 | 10% Owner, Other: possible member of 10% group |
| Sibling Capital Ventures LLCCIK 0001744971 | 10% Owner, Other: possible member of 10% group |
| Sibling Capital Ventures II LLCCIK 0001744973 | 10% Owner, Other: possible member of 10% group |
| Sibling Capital Ventures III LLCCIK 0001744974 | 10% Owner, Other: possible member of 10% group |
| Isern Brian M.CIK 0001744981 | 10% Owner, Other: possible member of 10% group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2022 | Common Stock | SSaleDisposed | −14,995 | $10.67F1 | −$159,996.65 | 712,760 | Indirect | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −51,983 | $10.67F1 | −$554,658.61 | 2,549,228 | Indirect | |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −32,990 | $10.67F1 | −$352,003.3 | 1,667,962 | Indirect | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −10,349 | $11.16F2 | −$115,494.84 | 702,411 | Indirect | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −35,877 | $11.16F2 | −$400,387.32 | 2,513,351 | Indirect | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −22,768 | $11.16F2 | −$254,090.88 | 1,645,194 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.40 to $11.01, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
Referenced by the price of 3 transactions in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $11.52, inclusive.
Referenced by the price of 3 transactions in Table I.