Woodford Brent's Form 4 filing
Walt Disney Co (DIS) · filed Feb 20, 2024
- Accession no.
- 0001744489-24-000089
- Filed
- Feb 20, 2024
- Trade date
- Jun 15, 2023-Feb 15, 2024
- Filing delay
- 250 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $539.1K. It was filed 250 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woodford BrentCIK 0001211698 | Officer (EVP, Control, Fin Plan & Tax) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Disney Common Stock | MOption exerciseAcquired | +1,114 | –F2 | – | 39,932 | Direct | |
| Jun 15, 2023 | Disney Common Stock | FTax withholdingDisposed | −439 | $92.57 | −$40,638.23 | 39,493 | Direct | |
| Feb 15, 2024 | Disney Common Stock | MOption exerciseAcquired | +3,792 | $92.24 | +$349,774.08 | 43,285 | Direct | |
| Feb 15, 2024 | Disney Common Stock | SSaleDisposed | −4,792 | $112.50 | −$539,100 | 38,493 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Disney Common Stock | MOption exerciseDisposed | −1,114 | $0.00 | $0 | 4,309 | Direct | |
| Feb 15, 2024 | Disney Common Stock | MOption exerciseDisposed | −3,792 | $0.00 | $0 | 13,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Restricted stock units convert into common stock at 1-for-1.
Referenced by the price of 1 transaction in Table I.