Woodford Brent's Form 4 filing
Walt Disney Co (DIS) · filed Dec 19, 2023
- Accession no.
- 0001744489-23-000266
- Filed
- Dec 19, 2023
- Trade date
- Dec 15-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.75M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woodford BrentCIK 0001211698 | Officer (EVP, Control, Fin Plan & Tax) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Disney Common Stock | MOption exerciseAcquired | +1,114 | –F2 | – | 32,475 | Direct | |
| Dec 15, 2023 | Disney Common Stock | FTax withholdingDisposed | −439 | $93.44 | −$41,020.16 | 32,036 | Direct | |
| Dec 17, 2023 | Disney Common Stock | MOption exerciseAcquired | +2,462 | –F2 | – | 34,498 | Direct | |
| Dec 17, 2023 | Disney Common Stock | FTax withholdingDisposed | −912 | $93.44 | −$85,217.28 | 33,586 | Direct | |
| Dec 18, 2023 | Disney Common Stock | MOption exerciseAcquired | +18,788 | $72.59 | +$1,363,820.92 | 52,374 | Direct | |
| Dec 18, 2023 | Disney Common Stock | SSaleDisposed | −18,788 | $92.99 | −$1,747,096.12 | 33,586 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Disney Common Stock | MOption exerciseDisposed | −1,114 | $0.00 | $0 | 4,458 | Direct | |
| Dec 15, 2023 | Disney Common Stock | AGrant or awardAcquired | +16,849 | $0.00 | $0 | 16,849 | Direct | |
| Dec 15, 2023 | Disney Common Stock | AGrant or awardAcquired | +13,485 | $0.00 | $0 | 13,485 | Direct | |
| Dec 17, 2023 | Disney Common Stock | MOption exerciseDisposed | −2,462 | $0.00 | $0 | 0 | Direct | |
| Dec 18, 2023 | Disney Common Stock | MOption exerciseDisposed | −18,788 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Restricted stock units convert into common stock at 1-for-1.
Referenced by the price of 2 transactions in Table I.