Woodford Brent's Form 4 filing
Walt Disney Co (DIS) · filed Mar 10, 2022
- Accession no.
- 0001744489-22-000070
- Filed
- Mar 10, 2022
- Trade date
- Mar 8-10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $29.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woodford BrentCIK 0001211698 | Officer (EVP, Control, Fin Plan & Tax) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Disney Common Stock | MOption exerciseAcquired | +687 | –F2 | – | 27,464 | Direct | |
| Mar 8, 2022 | Disney Common Stock | FTax withholdingDisposed | −235 | $132.39 | −$31,111.65 | 27,229 | Direct | |
| Mar 10, 2022 | Disney Common Stock | SSaleDisposed | −226 | $132.50 | −$29,945 | 27,003 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Disney Common Stock | MOption exerciseDisposed | −687 | $0.00 | $0 | 1,372 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Restricted stock units convert into common stock at 1-for-1.
Referenced by the price of 1 transaction in Table I.