McCarthy Christine M's Form 4 filing
Walt Disney Co (DIS) · filed Jan 14, 2022
- Accession no.
- 0001744489-22-000032
- Filed
- Jan 14, 2022
- Trade date
- Jan 12-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.69M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCarthy Christine MCIK 0001332169 | Officer (SEVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Disney Common Stock | MOption exerciseAcquired | +10,000 | $38.75 | +$387,500 | 175,707 | Direct | |
| Jan 12, 2022 | Disney Common Stock | SSaleDisposed | −10,000 | $158.60 | −$1,586,000 | 165,707 | Direct | |
| Jan 13, 2022 | Disney Common Stock | MOption exerciseAcquired | +10,000 | $38.75 | +$387,500 | 175,707 | Direct | |
| Jan 13, 2022 | Disney Common Stock | SSaleDisposed | −10,000 | $158.00 | −$1,580,000 | 165,707 | Direct | |
| Jan 14, 2022 | Disney Common Stock | MOption exerciseAcquired | +10,000 | $38.75 | +$387,500 | 175,707 | Direct | |
| Jan 14, 2022 | Disney Common Stock | SSaleDisposed | −10,000 | $152.06 | −$1,520,600 | 165,707 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Disney Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 35,342 | Direct | |
| Jan 13, 2022 | Disney Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 25,342 | Direct | |
| Jan 14, 2022 | Disney Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 15,342 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.