Woodford Brent's Form 4 filing
Walt Disney Co (DIS) · filed Aug 13, 2021
- Accession no.
- 0001744489-21-000183
- Filed
- Aug 13, 2021
- Trade date
- Aug 13, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.49M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woodford BrentCIK 0001211698 | Officer (EVP, Control, Fin Plan & Tax) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Disney Common Stock | MOption exerciseAcquired | +8,000 | $51.29 | +$410,320 | 42,620 | Direct | |
| Aug 13, 2021 | Disney Common Stock | SSaleDisposed | −4,000 | $186.00 | −$744,000 | 38,620 | Direct | |
| Aug 13, 2021 | Disney Common Stock | SSaleDisposed | −4,000 | $187.15 | −$748,600 | 34,620 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Disney Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 21,110 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.