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Unterseher Loren A's Form 4 filing

SkyWater Technology, LLC (SKYT) · filed Nov 17, 2025

Accession no.
0001741560-25-000018
Filed
Nov 17, 2025, 7:37 PM ET
Trade date
Oct 3-Nov 17, 2025
Filing delay
45 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions. Open-market sales total $254.6K. It was filed 45 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Unterseher Loren ACIK 0001741560Director, 10% Owner
CMI Oxbow Partners, LLCCIK 0001857392Director, 10% Owner
Oxbow Industries, LLCCIK 0001857514Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 3, 2025Common StockGGiftDisposed−2,480,746$0.00$00Indirect
Oct 3, 2025Common StockGGiftAcquired+457,232$0.00$0687,812Indirect
Oct 3, 2025Common StockGGiftAcquired+457,232$0.00$0687,812Indirect
Oct 3, 2025Common StockGGiftAcquired+457,232$0.00$0687,811Indirect
Oct 3, 2025Common StockGGiftAcquired+457,232$0.00$0687,811Indirect
Oct 3, 2025Common StockGGiftAcquired+651,818$0.00$0651,818Indirect
Nov 13, 2025Common StockSSaleDisposed−2,200$20.55F1−$45,203.844,809,056Direct
Nov 17, 2025Common StockSSaleDisposed−12,000$17.45F4−$209,4124,797,056Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average price of 2,200 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 13, 2025 with sale prices ranging from $20.50 to $20.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average price of 12,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 17, 2025 with sale prices ranging from $17.25 to $17.505 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)