Goldberg Scott L.'s Form 4/A amendment
AmendedCNO Financial Group, Inc. (CNO) · filed Feb 12, 2026
- Accession no.
- 0001740471-26-000002
- Filed
- Feb 12, 2026
- Trade date
- Feb 10, 2023
- Filing delay
- 1,098 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Feb 10, 2023
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $433.2K. It was filed 1,098 days after the trade.
This amendment replaces 0001062993-23-002689 (filed Feb 10, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldberg Scott L.CIK 0001740471 | Officer (President, Consumer Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +17,095 | $16.42 | +$280,699.9 | 154,400 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −17,095 | $25.34F2 | −$433,187.3 | 137,305 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −17,095 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares sold pursuant to a Rule 10b5-1 trading plan adopted on November 11, 2022.
- F2
Reflects the weighted average sale price. Shares were sold at prices ranging from $25.15 per share to $25.50 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
This amendment corrects (i) the presentation of the exercise of stock options and (ii) the amount of securities beneficially owned following the transactions reported on this Form 4/A.
- F4
The stock options vested and became exercisable on February 25, 2018.
- F5
The expiration date was February 25, 2025.