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Lappe Mark's Form 4 filing

Inhibrx, Inc. · filed Jan 24, 2023

Accession no.
0001739614-23-000010
Filed
Jan 24, 2023, 6:46 PM ET
Trade date
Jan 23-24, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $660.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lappe MarkCIK 0001366074Director, Officer (Chief Executive Officer)
Lappe Family TrustCIK 0001821266Other: To be Verified

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 23, 2023Common StockSSaleDisposed−21,665$25.36F2−$549,363.742,490,587Indirect
Jan 24, 2023Common StockSSaleDisposed−4,272$25.71F4−$109,833.122,486,315Indirect
Jan 24, 2023Common StockSSaleDisposed−63$26.11F5−$1,645.12,486,252Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The shares were sold in multiple transactions at prices ranging from $25.00 to $25.61, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F4

The shares were sold in multiple transactions at prices ranging from $25.105 to $26.10, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F5

The shares were sold in multiple transactions at prices ranging from $26.105 to $26.13, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)