Lappe Mark's Form 4 filing
Inhibrx, Inc. · filed Nov 18, 2022
- Accession no.
- 0001739614-22-000124
- Filed
- Nov 18, 2022, 5:06 PM ET
- Trade date
- Nov 17, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $724.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lappe MarkCIK 0001366074 | Director, Officer (Chief Executive Officer) |
| Lappe Family TrustCIK 0001821266 | Other: To be Verified |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Common Stock | SSaleDisposed | −6,959 | $25.36F2 | −$176,477.46 | 2,557,293 | Indirect | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −4,106 | $26.57F4 | −$109,097.65 | 2,553,187 | Indirect | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −4,333 | $27.45F5 | −$118,937.38 | 2,548,854 | Indirect | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,767 | $28.86F6 | −$50,991.03 | 2,547,087 | Indirect | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −6,773 | $30.15F7 | −$204,195.79 | 2,540,314 | Indirect | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −912 | $30.67F8 | −$27,969.22 | 2,539,402 | Indirect | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,150 | $32.38F9 | −$37,241.26 | 2,538,252 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were sold in multiple transactions at prices ranging from $25.00 to $25.985, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold in multiple transactions at prices ranging from $26.01 to $26.96, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
The shares were sold in multiple transactions at prices ranging from $27.04 to $28.00, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
The shares were sold in multiple transactions at prices ranging from $28.47 to $29.40, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
The shares were sold in multiple transactions at prices ranging from $29.47 to $30.31, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
The shares were sold in multiple transactions at prices ranging from $30.52 to $30.68, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
The shares were sold in multiple transactions at prices ranging from $31.97 to $32.75, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.