Bass Dean O.'s Form 4 filing
Spirit of Texas Bancshares, Inc. (STXB) · filed Mar 2, 2022
- Accession no.
- 0001738140-22-000002
- Filed
- Mar 2, 2022
- Trade date
- Feb 28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 23 non-derivative transactions and 15 derivative transactions. Open-market sales total $2.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bass Dean O.CIK 0001738140 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $12.00 | +$60,000 | 262,403 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +8,076 | $13.00 | +$104,988 | 270,479 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +7,692 | $13.00 | +$99,996 | 278,171 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +5,187 | $16.00 | +$82,992 | 283,358 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +9,000 | $13.00 | +$117,000 | 292,358 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +5,333 | $15.00 | +$79,995 | 297,691 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +2,619 | $21.00 | +$54,999 | 300,310 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $12.00 | +$60,000 | 305,310 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +6,924 | $13.00 | +$90,012 | 312,234 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +17,308 | $13.00 | +$225,004 | 329,542 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +9,813 | $16.00 | +$157,008 | 339,355 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +16,000 | $13.00 | +$208,000 | 355,355 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +9,667 | $15.00 | +$145,005 | 365,022 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $21.00 | +$63,000 | 368,022 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +9,381 | $21.00 | +$197,001 | 377,403 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −5,000 | $28.05 | −$140,250 | 372,403 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −6,924 | $28.69 | −$198,649.56 | 365,479 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −17,308 | $28.17 | −$487,566.36 | 348,171 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −9,813 | $28.66 | −$281,240.58 | 338,358 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −16,000 | $28.19 | −$451,040 | 322,358 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −9,667 | $28.65 | −$276,959.55 | 312,691 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −3,000 | $28.77 | −$86,310 | 309,691 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −9,381 | $28.67 | −$268,953.27 | 300,310 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −8,076 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −7,692 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −5,187 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −5,333 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −2,619 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −6,924 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −17,308 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −9,813 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −16,000 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −9,667 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −9,381 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.