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Farrell Eugene's Form 4 filing

Smartsheet Inc (SMAR) · filed Sep 17, 2021

Accession no.
0001737530-21-000028
Filed
Sep 17, 2021
Trade date
Sep 16, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $739.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Farrell EugeneCIK 0001737530Officer (CSPO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2021Class A Common StockMOption exerciseAcquired+10,000$5.28+$52,80041,240Direct
Sep 16, 2021Class A Common StockSSaleDisposed−2,000$72.75−$145,50039,240Direct
Sep 16, 2021Class A Common StockSSaleDisposed−3,148$73.79−$232,290.9236,092Direct
Sep 16, 2021Class A Common StockSSaleDisposed−4,852$74.57−$361,813.6431,240Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 16, 2021Class A Common StockMOption exerciseDisposed−10,000$0.00$0387,244Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)