Arntz Michael's Form 4/A amendment
AmendedSmartsheet Inc (SMAR) · filed Oct 11, 2023
- Accession no.
- 0001737521-23-000012
- Filed
- Oct 11, 2023
- Trade date
- May 3, 2021
- Filing delay
- 891 days
- Rule 10b5-1 plan
- Checked
- Original filed
- May 5, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $178.3K. It was filed 891 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arntz MichaelCIK 0001737521 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,000 | $2.72 | +$8,160 | 19,021 | Direct | |
| May 3, 2021 | Class A Common Stock | SSaleDisposed | −3,000 | $59.44F1 | −$178,320 | 16,021 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 301,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amended Form 4 is being filed solely to correct an inadvertent error in the sale price, number of securities acquired, disposed, and beneficially owned following the reported transactions on the Form 4 filed on May 05, 2021. All other information reported in the Form 4 remains the same.
Referenced by the price of 1 transaction in Table I.
- F2
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on January 7, 2021.
- F3
The option is fully vested and exercisable.