Arntz Michael's Form 4/A amendment
AmendedSmartsheet Inc (SMAR) · filed Dec 23, 2021
- Accession no.
- 0001737521-21-000043
- Filed
- Dec 23, 2021
- Trade date
- Dec 21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 22, 2021
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.25M. It was filed 2 days after the trade.
This amendment replaces 0001737521-21-000041 (filed Dec 22, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arntz MichaelCIK 0001737521 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Class A Common Stock | MOption exerciseAcquired | +16,827 | $2.72 | +$45,769.44 | 30,000 | Direct | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −16,827 | $74.00 | −$1,245,198 | 13,173 | Direct | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −13,173 | $76.00 | −$1,001,148 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Class A Common Stock | MOption exerciseDisposed | −16,827 | $0.00 | $0 | 247,173 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The option is fully vested and exercisable.
Remarks
This amended Form 4 is being filed to correct an inadvertent clerical error in the transaction dates on the Form 4 filed on December 22, 2021 from December 22, 2021 to December 21, 2021. All other information reported in the Form 4 remains the same.