Sims David C's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed May 12, 2023
- Accession no.
- 0001736749-23-000004
- Filed
- May 12, 2023
- Trade date
- May 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $42.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims David CCIK 0001401612 | Director, Officer (CFO, CCO, Secretary, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | PPurchaseAcquired | +3,775 | $8.50 | +$32,087.5 | 175,331.1 | Direct | |
| May 10, 2023 | Common Stock | PPurchaseAcquired | +1,175 | $8.48 | +$9,964 | 22,604.73 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.