Sims David C's Form 4 filing
Eagle Capital Growth Fund, Inc. (GRF) · filed Nov 5, 2021
- Accession no.
- 0001736749-21-000006
- Filed
- Nov 5, 2021
- Trade date
- Oct 22-Nov 4, 2021
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market purchases total $49.4K. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sims David CCIK 0001401612 | Director, Officer (CFO, CCO, Secretary, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | LLess common codeAcquired | +754 | $9.17 | +$6,914.18 | 145,220.1 | Direct | |
| Oct 28, 2021 | Common Stock | LLess common codeAcquired | +242 | $9.25 | +$2,238.5 | 145,462.1 | Direct | |
| Nov 3, 2021 | Common Stock | PPurchaseAcquired | +1,777 | $9.54 | +$16,952.58 | 147,239.1 | Direct | |
| Nov 3, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $9.64 | +$9,640 | 148,239.1 | Direct | |
| Nov 3, 2021 | Common Stock | PPurchaseAcquired | +778 | $9.65 | +$7,507.7 | 149,017.1 | Direct | |
| Nov 4, 2021 | Common Stock | PPurchaseAcquired | +455 | $9.73 | +$4,427.15 | 149,472.1 | Direct | |
| Nov 4, 2021 | Common Stock | PPurchaseAcquired | +1,117 | $9.75 | +$10,890.75 | 150,589.1 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.