Hennigan Thomas M's Form 4 filing
Carlyle Secured Lending III · filed Jan 8, 2025
- Accession no.
- 0001734741-25-000002
- Filed
- Jan 8, 2025
- Trade date
- Oct 18, 2024-Jan 7, 2025
- Filing delay
- 82 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $15.0K. It was filed 82 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennigan Thomas MCIK 0001734741 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2024 | Common Stock | JOtherAcquired | +164.52 | $21.28 | +$3,500.99 | 4,895.57 | Direct | |
| Jan 7, 2025 | Common Stock | PPurchaseAcquired | +725.69 | $20.67 | +$15,000.01 | 5,621.26 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.