Hennigan Thomas M's Form 4 filing
Carlyle Secured Lending III · filed Dec 18, 2023
- Accession no.
- 0001734741-23-000011
- Filed
- Dec 18, 2023
- Trade date
- Oct 20-Dec 13, 2023
- Filing delay
- 59 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $10.0K. It was filed 59 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennigan Thomas MCIK 0001734741 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2023 | Common Stock | JOtherAcquired | +71 | $20.28 | +$1,439.88 | 3,034 | Direct | |
| Dec 13, 2023 | Common Stock | PPurchaseAcquired | +479 | $20.88 | +$10,001.52 | 3,513 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.