Hennigan Thomas M's Form 4 filing
Carlyle Secured Lending III · filed Sep 19, 2023
- Accession no.
- 0001734741-23-000009
- Filed
- Sep 19, 2023
- Trade date
- Apr 20-Sep 15, 2023
- Filing delay
- 152 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $5.01K. It was filed 152 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennigan Thomas MCIK 0001734741 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2023 | Common Stock | JOtherAcquired | +60 | $19.69 | +$1,181.4 | 2,654 | Direct | |
| Jul 21, 2023 | Common Stock | JOtherAcquired | +68 | $19.98 | +$1,358.64 | 2,722 | Direct | |
| Sep 15, 2023 | Common Stock | PPurchaseAcquired | +241 | $20.79 | +$5,010.39 | 2,963 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.