Hennigan Thomas M's Form 4 filing
Carlyle Secured Lending, Inc. (CGBD) · filed Nov 16, 2022
- Accession no.
- 0001734741-22-000014
- Filed
- Nov 16, 2022
- Trade date
- Nov 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $65.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennigan Thomas MCIK 0001734741 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock | PPurchaseAcquired | +1,500 | $13.72 | +$20,580 | 66,755 | Direct | |
| Nov 14, 2022 | Common Stock | PPurchaseAcquired | +937 | $13.70 | +$12,836.9 | 67,692 | Direct | |
| Nov 14, 2022 | Common Stock | PPurchaseAcquired | +1 | $13.70 | +$13.7 | 67,693 | Direct | |
| Nov 14, 2022 | Common Stock | PPurchaseAcquired | +0.59 | $13.71 | +$8.09 | 67,693.59 | Direct | |
| Nov 15, 2022 | Common Stock | PPurchaseAcquired | +415 | $13.89 | +$5,764.35 | 68,108.59 | Direct | |
| Nov 15, 2022 | Common Stock | PPurchaseAcquired | +1,900 | $13.90 | +$26,410 | 70,008.59 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.