Hennigan Thomas M's Form 4 filing
Carlyle Secured Lending III · filed Sep 20, 2022
- Accession no.
- 0001734741-22-000012
- Filed
- Sep 20, 2022
- Trade date
- Jul 15-Sep 16, 2022
- Filing delay
- 67 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $2.50K. It was filed 67 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennigan Thomas MCIK 0001734741 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2022 | Common Stock | JOtherAcquired | +12.67 | $20.13 | +$255.05 | 1,263.67 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +126 | $19.86 | +$2,502.36 | 1,389.67 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.