Hennigan Thomas M's Form 4 filing
Carlyle Secured Lending, Inc. (CGBD) · filed Mar 1, 2022
- Accession no.
- 0001734741-22-000002
- Filed
- Mar 1, 2022
- Trade date
- Feb 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $49.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennigan Thomas MCIK 0001734741 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | PPurchaseAcquired | +3,260 | $14.04 | +$45,770.4 | 62,040 | Direct | |
| Feb 28, 2022 | Common Stock | PPurchaseAcquired | +240 | $14.08 | +$3,379.2 | 62,280 | Direct | |
| Feb 28, 2022 | Common Stock | AGrant or awardAcquired | +3,950 | $14.07 | +$55,576.5 | 5,910 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.