Anderson David Hugo's Form 4/A amendment
AmendedNorthwest Natural Holding Co (NWN) · filed Mar 26, 2025
- Accession no.
- 0001733998-25-000080
- Filed
- Mar 26, 2025
- Trade date
- Feb 26, 2025
- Filing delay
- 28 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Feb 28, 2025
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $108.7K. It was filed 28 days after the trade.
This amendment restates part of 0001733998-25-000024 (filed Feb 28, 2025). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson David HugoCIK 0001241405 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2025 | Common Stock | SSaleDisposed | −2,588 | $42.00 | −$108,696 | 151,242 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001733998-25-000024 (filed Feb 28, 2025).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2025 | Common Stock | AGrant or awardAcquired | +11,489 | $0.00 | $0 | 139,771 | Direct | |
| Feb 26, 2025 | Common Stock | AGrant or awardAcquired | +14,059 | $0.00 | $0 | 153,830 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 filed on February 28, 2025 is amended to report the inadvertent omission of a transaction made pursuant to a Rule 10b5-1 trading plan established by the reporting person on September 16, 2024. As previously disclosed, Mr. Anderson has announced his intention to retire from his position as CEO of NW Holdings and NW Natural, effective April 1, 2025. At the time the 10b5-1 Plan was established, Mr. Anderson held more than 8 times his annual salary in NW Holdings' stock; an amount greater than required by the NW Holdings' stock ownership requirements. This trading arrangement allows Mr. Anderson to periodically sell a portion of his NW Holdings common stock to diversify his holdings in connection with his retirement.