Volk David J.'s Form 4/A amendment
AmendedCalifornia BanCorp (BCAL) · filed Feb 10, 2026
- Accession no.
- 0001733127-26-000007
- Filed
- Feb 10, 2026
- Trade date
- Jan 28, 2026
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 5, 2026
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $503.3K. Open-market sales total $44.5M. It was filed 13 days after the trade.
This amendment restates part of 0001733127-26-000005 (filed Feb 5, 2026). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Volk David J.CIK 0001733127 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2026 | Common Stock | JOtherDisposed | −2,346,104 | $0.00 | $0 | 0 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001733127-26-000005 (filed Feb 5, 2026).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2026 | Common Stock | SSaleDisposed | −2,346,104 | $18.95 | −$44,458,670.8 | 3,729 | Indirect | |
| Feb 3, 2026 | Common Stock | PPurchaseAcquired | +27,000 | $18.64 | +$503,280 | 28,195 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person is a managing principal of Castle Creek Capital VI LLC, the sole general partner of Castle Creek Capital Partners VI, LP ("Fund VI"). As of January 28, 2026, Fund VI no longer owns any shares of the Issuer's common stock (the "Fund VI Shares"), although Fund VI's prior ownership of 2,346,104 Fund VI Shares was reported in the Form 4 filed for the reporting person on February 5, 2026 (the "February 5 Form 4"). However, during the period that Fund VI owned such Fund VI Shares, the reporting person was not the beneficial owner of the Fund VI Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose and expressly disclaims such beneficial ownership. This amendment is therefore being filed to remove the 2,346,104 Fund VI Shares and to remove the 3,725 shares that belong to Castle Creek Advisor IV LLC that were previously reported in Table I in the February 5 Form 4.