Craig Jonathan M.'s Form 4 filing
Schwab Charles Corp (SCHW) · filed Mar 4, 2025
- Accession no.
- 0001733065-25-000002
- Filed
- Mar 4, 2025
- Trade date
- Mar 1-3, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.27M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Craig Jonathan M.CIK 0001733065 | Officer (MD, Head of Investor Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2025 | Common Stock | AGrant or awardAcquired | +42,409 | $0.00 | $0 | 42,409 | Direct | |
| Mar 3, 2025 | Common Stock | FTax withholdingDisposed | −19,151 | $79.05 | −$1,513,886.55 | 0 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseAcquired | +28,668 | $42.99 | +$1,232,437.32 | 0 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −28,668 | $79.32F6 | −$2,273,945.76 | 23,258 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2025 | Common Stock | AGrant or awardAcquired | +63,840 | $0.00 | $0 | 63,840 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseDisposed | −28,668 | $0.00 | $0 | 9,559 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
The transaction was executed in multiple trades at prices ranging from $78.96 to $79.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.