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Craig Jonathan M.'s Form 4 filing

Schwab Charles Corp (SCHW) · filed Mar 8, 2024

Accession no.
0001733065-24-000004
Filed
Mar 8, 2024
Trade date
Mar 6, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $3.31M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Craig Jonathan M.CIK 0001733065Officer (Please see remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 6, 2024Common StockSSaleDisposed−40,616$67.71F2−$2,750,109.368,135Indirect
Mar 6, 2024Common StockSSaleDisposed−8,135$68.23F3−$555,051.050Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades at prices ranging from $67.13 to $68.13. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $68.135 to $68.47. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

Officer title: Managing Director, Head of Investor Services and Marketing

Read the full filing on SEC EDGAR (opens in a new tab)