Peck Michael D's Form 4 filing
First Trust Alternative Opportunities Fund · filed Jul 7, 2026
- Accession no.
- 0001732966-26-000011
- Filed
- Jul 7, 2026, 7:03 PM ET
- Trade date
- Apr 2-Jul 2, 2026
- Filing delay
- 96 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $5.00M. It was filed 96 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peck Michael DCIK 0001732966 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2026 | Class I Common Shares | PPurchaseAcquired | +180,766 | $27.66 | +$4,999,987.56 | 180,766 | Direct | |
| Apr 2, 2026 | Class A Common Shares | JOtherAcquired | +0.3 | $26.81 | +$8.04 | 50.99 | Indirect | Duplicate filing |
| May 6, 2026 | Class A Common Shares | JOtherAcquired | +0.3 | $27.04 | +$8.11 | 51.29 | Indirect | Duplicate filing |
| Jun 3, 2026 | Class A Common Shares | JOtherAcquired | +0.3 | $27.08 | +$8.12 | 51.59 | Indirect | Duplicate filing |
| Jul 2, 2026 | Class A Common Shares | JOtherAcquired | +0.3 | $27.19 | +$8.16 | 51.89 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.