Peck Michael D's Form 4 filing
First Trust Hedged Strategies Fund · filed Aug 7, 2023
- Accession no.
- 0001732966-23-000011
- Filed
- Aug 7, 2023, 5:41 PM ET
- Trade date
- Jul 3, 2023
- Filing delay
- 35 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $1.00K. It was filed 35 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peck Michael DCIK 0001732966 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2023 | Class A Common Shares | PPurchaseAcquired | +100 | $10.00 | +$1,000 | – | Indirect | |
| Jul 3, 2023 | Class I Common Shares | JOtherAcquired | +7,957.962 | $10.00 | +$79,579.62 | 17,957.962 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.