Russell Mark A's Form 4 filing
Nikola Corp (NKLA) · filed Nov 2, 2022
- Accession no.
- 0001731289-22-000247
- Filed
- Nov 2, 2022
- Trade date
- Oct 31-Nov 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $528.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Russell Mark ACIK 0001389418 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseAcquired | +75,000 | $1.06 | +$79,500 | 2,887,346 | Direct | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −1,500 | $3.53 | −$5,295 | 2,885,846 | Direct | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −73,500 | $3.52 | −$258,720 | 2,812,346 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +75,000 | $1.06 | +$79,500 | 2,887,346 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −1,500 | $3.53 | −$5,295 | 2,885,846 | Direct | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −73,500 | $3.53 | −$259,455 | 2,812,346 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 6,202,185 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 6,127,185 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.