Piluso Charles M.'s Form 4/A amendment
AmendedData Storage Corp (DTST) · filed Sep 15, 2025
- Accession no.
- 0001731122-25-001259
- Filed
- Sep 15, 2025
- Trade date
- Mar 28, 2025
- Filing delay
- 171 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Apr 1, 2025
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.0K. It was filed 171 days after the trade.
This amendment replaces 0001731122-25-000503 (filed Apr 1, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Piluso Charles M.CIK 0001448428 | Director, Officer (Chairman and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2025 | Common Stock | MOption exerciseDisposed | −9,416 | $0.00 | $0 | 9,417 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations of Charles M. Piluso (the "Reporting Person").
- F2
The price reported is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $3.50 through $3.65 (the "Range"), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the Range.
Referenced by the price of 1 transaction in Table I.
- F3
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F4
This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.
Referenced by the price of 1 transaction in Table I.
- F5
The Reporting Person is a Managing Member of Piluso Family Associates, together with his spouse. The Reporting Person is a Managing Member of Piluso Family Associates LLC, together with his spouse.
- F6
The Reporting Person's spouse is the beneficiary of The Lasata 2012 Trust dated 5/4/12 (the "Lasata Trust") and the Reporting Person's spouse, together with Lawrence Maglione, a director of the Issuer, are the co-trustees of the Lasata Trust.
- F7
The Reporting Person is the beneficiary of The Bella Vita 2012 Trust dated 5/4/12 (the "Bella Vita Trust") and the Reporting Person, together with his spouse, are the co-trustees thereof.